Birmingham, AL · Financial Services · Form D filed Aug 6, 2026
Oakworth Capital, Inc. raised $5.2M
Oakworth Capital, Inc. is a commercial banking company based in Birmingham, Alabama. In an amended Form D filed with the SEC on August 6, 2026, it reported raising $5,175,786 from 21 investors as part of an offering of up to $19,999,980. The first sale in the offering took place on June 15, 2026.
- 5th Form D since 2016. Earlier new notices: Jun 23, 2026 · Aug 25, 2022 · Mar 1, 2021 · Jan 27, 2016. All filings on EDGAR
- Still raising. $14.8M of the $20M offering was still unsold at filing.
$40.7M raised since 2020
3 Form D offerings, as reported to the SEC, the first in Mar 1, 2021. Amendments update a round; they aren't counted twice.
| Filed | Sold | Offering size | Investors |
|---|---|---|---|
| Jun 23, 2026 | $5.2M | $20M | 21 |
| Aug 25, 2022 | $35M | $35M | 22 |
| Mar 1, 2021 | $475K | $475K | 9 |
Placement agent: Keefe, Bruyette & Woods, Inc.
Lead score
22 out of 100
still raising budget to spend
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Filing details
- Amount raised
- $5,175,786
- Offering size
- $19,999,980
- Investors so far
- 21
- Minimum investment
- $50,000
- First sale
- June 15, 2026
- Securities offered
- Equity
- Exemption claimed
- Rule 506(b)
- Industry
- Commercial Banking
- Headquarters
- Birmingham, Alabama
- Incorporated
- Alabama
- Entity type
- Corporation
Filings
| Filed | Form | Raised | Offering size | Investors | Source |
|---|---|---|---|---|---|
| D/A (amendment) | $5,175,786 | $19,999,980 | 21 | SEC filing |
Figures come from the company's own filing with the SEC and are shown as reported. How to read a Form D.
Updated · Raises in the week of Aug 3, 2026 · Raises in Alabama · August 2026 funding report
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